MHNConnect Policies and Procedures

MHNCONNECT POLICIES

Note: Capitalized terms have the meanings set forth in the Definitions Section.

A. MHN and the MHNConnect Portal

Medical Home Network (“MHN”) operates the MHNConnect Portal (the “MHNConnect Portal” or “MHNConnect”) as a Business Associate on behalf of one or more Covered Entities or upstream Business Associates.

B. Clinical Decisions

The MHNConnect Portal is a tool by which to (i) collect and aggregate Data received on behalf of Covered Entities from Portal Participants and other Data Suppliers and (ii) make Data available for Portal Participants and their Authorized Users for Permitted Purposes.

The MHNConnect Portal is not intended to, and cannot, provide a medical record or a complete medical history of any patient. However, all Portal Participants should consider the extent to which information in MHNConnect may qualify as part the Portal Participants’ Legal Health Record or Designated Record Set. For additional information on how to make this determination, please see Appendix 1.

MHNConnect is not intended to, and cannot, make clinical or other decisions. The MHNConnect Portal is not a substitute for Authorized Users’ consultation with patients and other health care providers or for Authorized Users’ exercise of their professional judgment.

C. Portal Participants

Portal Participants may access and use, and may authorize appropriate individuals to access and use, the MHNConnect Portal in accordance with their Portal Participation Agreement and these MHNConnect Policies and Procedures.

Portal Participants are responsible for ensuring that their Authorized Users learn and comply with the MHNConnect Policies and Procedures in accessing and using the MHNConnect Portal.

D. Data Access

Each Portal Participant and each of their Authorized Users will access Data available through the MHNConnect Portal only for Permitted Purposes, as allowed by the Portal Participation Agreement, the MHNConnect Policies and Procedures, HIPAA-HITECH and other applicable laws. 

E. Data Protection

Each Portal Participant, each Authorized User and MHN will maintain the privacy and security of Data available through MHNConnect in accordance with the requirements and specifications of the applicable Portal Participation Agreement, the MHNConnect Policies and Procedures, HIPAA-HITECH and other applicable laws.

F. Data Content

MHNConnect contains Protected Health Information, as well as software code, intellectual property and other content licensed from third parties. Data stored by and available through MHNConnect will exclude information with respect to substance abuse, and other sensitive conditions subject to additional privacy protections to the extent required by law, the applicable Portal Participation Agreement, and individual consent documentation.

G. Content Ownership

All rights, title and interest in and to MHNConnect, including the content and all intellectual property rights, including all copyright, trademark, patent and trade secret rights therein (the “Content”) shall remain with MHN and/or MHN’s licensees, licensors and vendors; no ownership interest is transferred to Portal Participants, Authorized Users, or any other entity by virtue of making the Content available in the MHNConnect Portal. 

H. MHNConnect Policies and Procedures

MHN adopts these MHNConnect Policies and the following MHNConnect Procedures to govern (i) the furnishing of Data to MHNConnect by Portal Participants and other Data Suppliers and (ii) the access to and use of MHNConnect by Portal Participants and their Authorized Users.

By using MHNConnect, you agree to comply with the policies and procedures set forth herein. We may change these policies and procedures from time to time as MHN deems necessary or appropriate for the compliant operation of the MHNConnect Portal. MHN will provide Portal Participants appropriate notice of changes in the MHNConnect Policies and Procedures, and such changes will be posted on the MHNConnect Portal. It is your responsibility to review these policies and procedures, and by continuing to use MHNConnect, you consent to any changes to our policies and procedures.  


MHNCONNECT PROCEDURES

Note: Capitalized terms have the meanings set forth in the Definitions Section.  

Article I
Operating Procedures for the MHNConnect Portal

  1. MHNConnect Operations.
    1. MHN will use reasonable efforts to make the MHNConnect Portal available to Portal Participants and their Authorized Users 24 hours per day, 7 days per week, except for downtime because of maintenance or unexpected interruption.
    2. When downtime of the MHNConnect Portal occurs, MHN will use reasonable efforts to restore availability of the MHNConnect Portal as soon as practicable.
    3. Access to, use of and the Data accessed or used through the MHNConnect Portal are provided "as is" and "as available."

2. MHNConnect Features and Functionalities.

MHNConnect allows Portal Participants and their Authorized Users to gain access to the following functionalities through a single sign-on, web-based application.

  • eCEDA alerts Medical Homes of activity relating to individuals assigned to the Medical Home at hospital Portal Participants to enable Authorized Users to monitor, track, and identify their patients’ Admission, Discharge, and Transfer (ADT) event activity at those hospitals.
  • Hospital Connect provides emergency room and inpatient hospital staff who are Authorized Users with point of care access to certain medical history and prescription information, as well as select care management information through the MHNConnect Portal. Hospital Connect enables Authorized Users to provide Medical Home information to patients to encourage appropriate emergency room utilization and reinforce Medical Home linkage.
  • Clinic Connect provides Authorized Users of Portal Participant Primary Care Providers (PCP) with access to certain Portal Participant hospital census data on individuals assigned to the PCP Medical Home or Care Management Entity (through MHNConnect to support continuity and coordination of care.
  • Care Management Connect allows Authorized Users of Portal Participant PCPs to foster inter-organizational care management by providing access to care management tools to risk-stratify patients, drive workflows, and prioritize care management tasks.
  • CME Connect allows care management entities or Authorized Users of Portal Participant Organizations to view access of CME identified real-time hospital activity in context to support transitions of care coordination.
  • eConsult enables Authorized Users communication between PCPs and specialty care providers to enhance access to care while also supporting appointment referrals when needed.
  • CommunityCare Connect supports collaboration and care coordination between social service agencies or behavioral health facilities and a CountyCare patient’s medical home/ care management team.
  1. MHN Operational Responsibilities.
    1. MHN will promptly inform Portal Participants of updates, upgrades and other changes that affect the operations, features or functionalities (including cessation) of the MHNConnect Portal by written notice to Authorized Site Managers before the implementation date of the updates, upgrades and other changes.
    2. MHN will promptly inform Portal Participants of amendments, revisions or rescissions of provisions of the MHNConnect Policies and Procedures by written notice to Authorized Site Managers 15 days prior to the implementation date of the amendments, revisions or rescissions; provided that, if the change is required for MHN and/or Provider to comply with applicable law or the terms of MHN’s agreements with Covered Entities or upstream Business Associates, MHN may implement the change within a shorter period of time as MHN may determine appropriate under the circumstances.
    3. MHN will post on the MHNConnect Portal a current set of MHNConnect Policies and Procedures and appropriate information regarding amendments, revisions or rescissions of provisions of the MHNConnect Policies and Procedures.
    4. MHN will post on the MHNConnect Portal a current MHNConnect Basic User Manual and Frequently Asked Questions regarding use and operation of the MHNConnect Portal.
    5. MHN will require MHN subcontractors engaged to assist or support MHN in maintaining, operating or providing support services for the MHNConnect Portal to comply with these MHNConnect Policies and Procedures. MHN will bind such MHN subcontractors that use or disclose Data to Business Associate terms consistent with MHN’s Business Associate obligations.
  1. Portal Participant Operational Responsibilities.
    1. Data Supplier. Each Portal Participant acting as a Data Supplier must do the following:
      • Furnish Data for the MHNConnect Portal in accordance with the media, format and other specifications set forth in the MHNConnect Basic User Manual.
      • Establish and maintain a virtual private network connection or other secure means of connectivity with the MHNConnect Portal approved by MHN.
      • Maintain responsibility for the security of the Data in transmission through the virtual private network connection or other secure means established by Data Supplier until the Data are received by the MHNConnect Portal
      • Obtain and maintain any written individual permissions or consents that may be required by applicable law for Data Supplier to furnish Data for the MHNConnect Portal
    2. Data Recipient. Each Portal Participant acting as a Data Recipient must do the following:
      • Notify the MHNConnect Support Team in writing of the name and contact information of Portal Participant’s Authorized Site Manager and any Portal Participant officer designated and authorized by the organization’s Executive office.
      • Have the Portal Participant designate an Authorized Site Manager for each Site at which Authorized Users will access and use the MHNConnect Portal.
      • Notify the MHNConnect Support Team in writing of the name and contact information of each designated Authorized Site Manager.
      • Ensure that the Portal Participant’s Authorized Site Managers (i) identify to the MHNConnect Support Team each of Portal Participant’s Authorized Users; (ii) train Authorized Users regarding their access to and use of the MHNConnect Portal and compliance with the MHNConnect Policies and Procedures; (iii) inform Authorized Users of updates, upgrades and other changes to the MHNConnect Portal or to the MHNConnect Policies and Procedures that affect the operations, features or functionalities of the MHNConnect Portal; and (iv) optimize Authorized Users’ access to and use of the MHNConnect Portal.
      • Maintain responsibility for the privacy and security of the Data accessed by Portal Participant and its Authorized Users through MHNConnect.
  1. Portal Participant Technical Requirements.

Each organization must confirm that Sites meet the software and hardware requirements to enable Authorized Users to access and use the MHNConnect Portal. The software and hardware requirements are attached as Appendix 2.

  1. MHNConnect Training.
    1. MHN will furnish an MHNConnect Basic User Manual to each MHNConnect Authorized Site Manager.
    2. MHN will attempt to provide each Portal Participant a single training session regarding use of the MHNConnect Portal. The training session will introduce Authorized Site Managers and Authorized Users to the MHNConnect Portal. The objectives of the training session will be to orient Authorized Site Managers and Authorized Users to the MHNConnect Portal, to possible changes in workflow that may arise from use of MHNConnect, and to the roles and responsibilities of Authorized Site Managers and Authorized Users regarding access to and use of the MHNConnect Portal.
    3. MHN will furnish an MHNConnect Basic User Manual and a Frequently Asked Questions handout to Authorized Site Managers and Authorized Users who participate in the MHN training sessions.
    4. MHN may designate Authorized Site Managers to train other Authorized Site Managers and Authorized Users regarding (a) the roles and responsibilities of Authorized Site Managers and (b) access to and use of the MHNConnect Portal. MHN will provide teaching materials and written resources to be used for training Authorized Site Managers and Authorized Users.

Article II
Access and Use Procedures for the MHNConnect Portal

  1. Authorization to Access and Use the MHNConnect Portal.
    To qualify as an MHNConnect Authorized User, an individual must:
    1. Be a current employee, workforce member, contractor, credentialed member of a Portal Participant’s medical staff or other individual associated with a Portal Participant;
    2. Be authorized by the Portal Participant to use the MHNConnect Portal for a Permitted Purpose;
    3. Be identified and authenticated to MHN by an Authorized Site Manager as an Authorized User of the Portal Participant through the process set forth in Section 2 below; and
    4. Access and use the MHNConnect Portal only as authorized by the Portal Participant in compliance with the MHNConnect Policies and Procedures.
    5. Users who implement the Duo Multifactor Authentication services available for MHNConnect hereby consent to the use of their information by Duo Security as described in Duo Security’s Services Privacy Notice and to the Duo Service Terms and Conditions.
  1. Authorized User Identification and Authentication.
    The following procedures govern the identification and authentication of a Portal Participant’s Authorized Users. These procedures shall be followed for each Site at which the MHNConnect Portal may be accessed or used:
    1. An Account Manager will provide User Access Request Forms to the Authorized Site Manager
    2. The Authorized Site Manager will be responsible for distributing User Access Request Forms and obtaining completed forms from each prospective MHNConnect user.
    3. The Authorized Site Manager will verify the accuracy and completeness of the User Access Request Forms. The Authorized Site Manager’s approval of a User Access Request Form will be the Authorized Site Manager’s certification that the User Access Request Form is accurate, true and complete and that the individual identified by that User Access Request Form is authenticated as an Authorized User.
    4. User Access Levels: The Authorized Site Manager is permitted to approve Authorized Users as Clinic Users or Hospital Connect Users. Only the Portal Participant’s CEO, CEO-appointed Portal Participant Leader, or Authorized Site Manager may approve Authorized Users to receive additional MHNConnect User Access Levels or user permissions.
    5. The Authorized Site Manager will maintain a record of the User Access Level of each Authorized User. The Authorized Site Manager will also maintain the completed User Access Request Form of each Authorized User for as long as the individual remains an Authorized User and for at least six years following the termination of the individual as an Authorized User.
    6. The Authorized Site Manager will submit an approved User Access Request Forms to the MHNConnect Support Team via fax (312-274-0555) or via email (mhnconnect@mhnchicago.org) or electronically via MHNConnect.
    7. The MHNConnect Support Team will transfer the information on User Access Request Forms received from the Authorized Site Manager to the MHNConnect Portal administrative module. The MHNConnect Support Team will permission the Authorized User’s level of access as indicated on the completed User Access Request Form. For the MHNConnect Quarterly Audit, the Authorized Site Manager will be responsible in participating in verifying active/disabled users.
  1. Access to and Use of the MHNConnect Portal.
    1. An Authorized User may access Data in the MHNConnect Portal only for the following Permitted Purposes in accordance with HIPAA-HITECH:
      • To access any Data necessary for treatment of an individual. “Treatment” generally means the provision, coordination, or management of health care and related services among health care providers or by a health care provider with a third party, consultation between health care providers regarding a patient, or the referral of a patient from one health care provider to another. (45 C.F.R. § 164.501; see also HHS Health Information Privacy Guidance.)
      • To access the minimum necessary Data for the Portal Participant’s or Authorized User's health care operations including care coordination, case management or population- based activities to improve health or reduce health care costs (as specified in 45 C.F.R. § 164.501 (health care operations ¶ 1) with respect to the individuals served by the Portal Participant or Authorized User.
    2. An Authorized User may access and use the MHNConnect Portal only from an Authorized Device.
    3. After logging into the MHNConnect Portal, an Authorized User may not leave an Authorized Device unattended or unobserved without logging off.
    4. An Authorized User must promptly log-off the MHNConnect Portal whenever the Authorized User is not using MHNConnect.
    5. The MHNConnect Portal will automatically timeout and log-off an Authorized User if a session is inactive for more than 30 minutes.
  1. Password Assignment and Establishment.
    1. The MHNConnect Support Team will prompt the MHNConnect administrative module to auto- generate and assign a MHNConnect temporary password to each new Authorized User.
    2. The MHNConnect administrative module will transmit each assigned temporary password to the Authorized User to the email address associated with the Authorized User in the MHNConnect administrative module.
    3. The Authorized User must change the assigned temporary password the first time the Authorized User accesses the MHNConnect Portal.
    4. The Authorized User will be required to create a user profile in MHNConnect. The user profile contact information will manage access in the event the Authorized User forgets their password.
    5. An Authorized User who forgets their password may click on the "Forgot Password?" link and enter their email address. The Authorized User must provide their email address to verify their identity. Upon verification of the Authorized User email address, the MHNConnect administrative module will transmit a new temporary password to the Authorized User. The Authorized User must change the temporary password the next time the Authorized User accesses the MHNConnect Portal.
    6. An Authorized User who forgets their user name may first click on the "Forgot your user name?" link. The link will provide the Authorized User with the MHNConnect phone number to contact for support.
    7. An Account Manager will verify the Authorized User’s user name by reviewing MHN’s record of Authorized Users to confirm the request has been made by an Authorized User, then contacting the authorizing Portal Participant to confirm the Authorized User’s request. Upon verification of the request, an Account Manager will provide the Authorized User with the username on file.
  1. Password Requirements.
    1. Password must be created to ensure security of MHNConnect: Passwords are case sensitive and must be a minimum of eight characters in length.
    2. Passwords must contain at least one number or special character, one upper case letter and one lower case letter.
    3. Except for Authorized Users only permitted to access eConsult services ("eConsult Users"), an Authorized User’s password will automatically expire 90 days after the Authorized User establishes the password, regardless of the amount of the Authorized User’s activity. An eConsult User’s password will automatically expire after 180 days. Upon expiration of any Authorized User’s password, the MHNConnect information system will require the Authorized User to change the Authorized User’s password at the next login.
    4. When an Authorized User changes the Authorized User’s password, the Authorized User must establish a new password that is different than any prior password established by the Authorized User.
  1. User Name and Password Protection.
    An Authorized User must manage and protect the Authorized User's user name and password by:
    1. Not sharing the Authorized User's user name or password with any other person.
    2. Not allowing any other person to use the Authorized User's user name or password.
    3. Preventing the Authorized User's user name and password from being seen, learned, copied, guessed, stolen or otherwise obtained by another person.
    4. Immediately notifying the applicable Authorized Site Manager for the authorizing Portal Participant if the Authorized User believes another person may have used, seen, learned, copied, guessed, stolen or otherwise obtained the Authorized User’s user name or password. If the Authorized User believes his password has been compromised, the Authorized User should notify the MHN support team and change it immediately.
    5. Users will be locked out after five (5) invalid logon attempts.
    6. User Accounts will remain locked until a request is made to the MHNConnect support team to unlock.
  1. Prohibited Access to and Use of the MHNConnect Portal.
    An Authorized User may not do any of the following when accessing or using the MHNConnect Portal:
    1. Access, obtain, view, copy, or use Data, including Protected Health Information, unless authorized to do so by the authorizing Portal Participant and for a Permitted Purpose.
    2. Violate any applicable federal or state statute or regulation, including HIPAA-HITECH.
    3. Use any user name or password, other than the single use temporary password assigned to the Authorized User and the user name and password the Authorized User establishes.
    4. Access or use the MHNConnect Portal in a way that could damage, disable, overburden, or impair the MHNConnect Portal or interfere with MHNConnect’s effective operations and functioning.
    5. Restrict or inhibit another Authorized User from using the MHNConnect Portal.
    6. Attempt to gain unauthorized access to any information, device, system or network connected to the MHNConnect Portal through hacking, password cracking, or other means.
    7. Attempt to reverse-engineer, decompile, disassemble or otherwise derive the source code of any part of the MHNConnect Portal.
    8. Access or use the MHNConnect Portal for a personal purpose.
    9. Defame, abuse, harass, stalk, threaten or otherwise violate another person’s legal rights (such as rights of privacy and publicity).
    10. Harvest, mine or otherwise collect information about Portal Participants and Authorized Users or about individuals whose information is maintained or available through the MHNConnect Portal.
    11. Pursue any purpose or engage in any activity that may be illegal, cause harm to any person’s rights or property, or cause harm to individual or public health or safety.
  1. Authorized User Support.
    1. Level 1 Support. Each Authorized Site Manager is responsible for providing Level 1 Support for the Authorized Users of the Site for which the Authorized Site Manager is assigned responsibility. Level 1 Support includes:
      • Serving as the primary contact for handling and addressing issues arising in connection with access to and use of the MHNConnect Portal and gathering information about each issue to ascertain issue severity;
      • Providing reasonable assistance to Authorized Users to resolve, or assist in the resolution of, issues not addressed by the MHNConnect Frequently Asked Questions posted in the MHNConnect Portal;
      • Providing Authorized Users with available resolutions to identified issues;
      • Analyzing issue symptoms and gathering additional information from Authorized Users as necessary to enable MHN to resolve identified issues; and
      • Notifying and describing for Level 2 Support (as provided Article II, Section 8.2) any issue that the Authorized Site Manager suspects, after performing all Level 1 Support activities, may be arising from an MHNConnect application.
    2. Level 2 Support. An Account Manager, acting as the MHNConnect Support Team, will provide Level 2 Support for all Authorized Users. Level 2 Support will be available Monday through Friday, 9 a.m. to 5 p.m. Central Time via the MHNConnect Support Ticket system within the MHNConnect Portal, email at mhnconnect@mhnchicago.org or phone (844-646-6300) . Level 2 Support is closed on all scheduled MHN holidays (which are consistent with all United States federal holidays). Level 2 Support includes:
      • Serving as the secondary contact for handling and addressing issues arising in connection with access to and use of the MHNConnect Portal;
      • Providing reasonable telephone and email advice and counsel that expands Level 1 Support activities; and
      • Correcting errors and communicating the status of activities associated with correcting errors.
  1. Authorized User Privacy.
    The MHNConnect Privacy Policy explains MHN’s practices with regard to the use, collection, maintenance, protection and disclosure of information by the MHNConnect Portal.
  1. Suspension and Termination of Authorization to Access and Use the MHNConnect Portal.
    1. MHN may suspend an Authorized User’s permission to access and use the MHNConnect Portal if MHN reasonably believes that the Authorized User has used or is using the MHNConnect Portal:
      • For an unlawful purpose or activity.
      • To infringe or facilitate the infringement of any copyright, patent or other intellectual property right.
      • In violation of any MHNConnect Policy or Procedure.
        MHN will notify the Authorized Site Manager and carbon copy executive leadership in writing of the suspension of an Authorized User’s access to and use of the MHNConnect Portal as soon as practicable, but not necessarily prior to effecting the suspension. The written notice will specify the terms of, the reason for and the corrective action required for ending the suspension.
    2. MHN will terminate an Authorized User’s permission to access and use the MHNConnect Portal under the following conditions:
      • Upon termination of the applicable Portal Participation Agreement with MHN.
      • Upon termination of the Authorized User’s employment or other arrangement with the authorizing Portal Participant.
      • Upon MHN's determination, based on reasonable investigation, that there is sufficient evidence indicating that the Authorized User has:

        Used the MHNConnect Portal for an unlawful purpose or activity;

        Used the MHNConnect Portal to infringe or facilitate the infringement of any copyright, patent or other intellectual property right;

        Violated the MHNConnect Policies and Procedures;

        Used the MHNConnect Portal in a manner causing or creating a material risk of harm to the MHNConnect Portal, MHN or its subcontractors, a Portal Participant, another Authorized User, an individual or any other third party;

        Provided materially false information for purposes of being authenticated, authorized or identified as an Authorized User;

        Been charged with, convicted of or disciplined for committing identity theft or violating any information privacy or information security law; or

        Been excluded from participation in Medicaid, Medicare or any other government health program.

        MHN will notify the Authorized Site Manager and carbon copy executive leadership in writing of the termination resulting from abuse of the Authorized User’s access to and use of the MHNConnect Portal prior to effecting the termination. The written notice will specify the terms of and the reason for the termination.
    3. MHN may, depending on the facts and circumstances, terminate an Authorized User’s permission to access and use the MHNConnect Portal upon occurrence of one or more of the following:
      • Upon a change in the Authorized User’s duties with respect to the authorizing Portal Participant if that change makes the Authorized User’s continued access to and use of the MHNConnect Portal inappropriate.
    4. Upon an authorizing Portal Participant’s revocation of an individual’s status as an Authorized User, termination of an Authorized User’s employment or other arrangement with the authorizing Portal Participant, or change in an Authorized User’s duties with respect to the authorizing Portal Participant that makes the Authorized User’s continued access to and use of the MHNConnect Portal inappropriate, the applicable Authorized Site Manager will immediately notify the MHNConnect Support Team to remove the Authorized User from MHN’s record of Authorized Users and terminate the Authorized User’s access to and use of the MHNConnect Portal. An Account Manager will, in response, promptly cancel and deactivate the user name and password for the MHNConnect Portal associated with that individual to prevent that individual’s further access to and use of the MHNConnect Portal.
    5. Upon a Portal Participant ’s revocation or termination of an individual’s designation as an Authorized Site Manager, the Portal Participant’s Executive or the Executive’s designee will immediately notify the MHNConnect Support Team to remove the Authorized Site Manager from MHN’s record of Authorized Site Managers and, if appropriate, of Authorized Users. An Account Manager will, in response, promptly cancel the individual’s status as an Authorized Site Manager and, if the individual’s status as an Authorized User has also been revoked or terminated, cancel and deactivate the user name and password for the MHNConnect Portal associated with that individual to prevent that individual’s further access to and use of the MHNConnect Portal.

Article III
Security Procedures for the MHNConnect Portal

  1. Data Security Protection.
    1. MHN will ensure that the MHNConnect Portal at all times uses administrative, physical and technical safeguards that reasonably and appropriately protect the confidentiality, integrity and availability of the Data.
    2. MHN will implement and maintain reasonable and appropriate security measures that prevent unauthorized use of the MHNConnect Portal and unauthorized access to or use of the Data.
    3. Each Portal Participant will implement and maintain reasonable and appropriate security measures that prevent unauthorized use of its equipment and devices through which access may be gained to the MHNConnect Portal or the Data. All devices accessing MHNConnect will, at a minimum, be running a current version of antivirus software, using the applicable operating system’s firewall, and installing security patches the sooner of monthly or within 1 month of release.
    4. Each Portal Participant will use reasonable and appropriate efforts that ensure that its connections with, submission of Data to, and access to Data through the MHNConnect Portal do not introduce any program, routine, instruction, virus or other threat that could disrupt the proper operation of, damage or destroy the MHNConnect Portal, any hardware and software used by MHNConnect, or the Data.
    5. Each Portal Participant will use reasonable and appropriate safeguards to ensure that neither it nor its Authorized Users abuse or fraudulently use the MHNConnect Portal or the Data, process or allow the processing by the MHNConnect Portal any third party information that is not legitimately part of the Data, or attempt to reverse-engineer, decompile, disassemble or otherwise derive the source code of any part of the MHNConnect Portal.
    6. A Portal Participant will promptly notify the MHNConnect Support Team of any suspicious activity, security incident or other untoward event that may threaten or cause damage to the operations of the MHNConnect Portal or that may threaten or has caused a breach of the confidentiality, integrity or availability of or the unauthorized use or disclosure of the Data maintained by MHNConnect.
  1. Data Security Breach.
    1. Data Security Breaches will be handled according to applicable law and MHN’s Business Associate Agreements with the affected Covered Entity or upstream Business Associate.

Article IV
Management Procedures for the MHNConnect Portal

  1. Compliance, Complaints and Notification.
    1. MHN will timely investigate and seek to mitigate and resolve patient complaints, Data privacy or security breaches, or other concerns related to compliance with the MHNConnect Policies and Procedures, its agreements with the applicable Covered Entity or upstream Business Associate, the Portal Participation Agreement and applicable law (“Compliance Matters”).
    2. MHN will notify affected Portal Participants of Compliance Matters without unreasonable delay.
    3. Portal Participants will cooperate with MHN in the investigation, resolution and mitigation of patient complaints, Data privacy or security breaches, or other concerns related to Compliance Matters, including implementation and completion of reasonable and appropriate corrective action to remedy and prevent reoccurrence of a compliance matter.
    4. Any Authorized User that MHN finds may have violated the MHNConnect Policies and Procedures, the Portal Participation Agreement or applicable law may have access to and use of the MHNConnect Portal suspended or terminated pursuant to Article II, Section 10.
  1. MHNConnect Portal Access Tracking and Recording.
    1. The MHNConnect Portal will track and record the user name used to access MHNConnect, the IP address of the computer used to access MHNConnect, and the web pages (but not the Data content) accessed.
    2. MHN will maintain these access records for at least 6 years following the date of access.
    3. MHN will make available to a Portal Participant, upon request of a Portal Participant’s Authorized Site Manager, access reports pertaining to the user names associated with the Portal Participant’s Authorized Users.
    4. MHN will have no responsibility for inspecting or maintaining records of the content of any Data furnished to or accessed through the MHNConnect Portal.
  1. Conflict Resolution.
    1. The provisions of the applicable Portal Participation Agreement will control any conflict with the provisions of the MHNConnect Policies and Procedures.
    2. The provisions of the MHNConnect Policies will control any conflict with the provisions of the MHNConnect Procedures.
    3. The provisions of the MHNConnect Policies and Procedures will control any conflict with the provisions of any supplemental MHNConnect materials such as the MHNConnect Basic User Manual and the Frequently Asked Questions.

MHNCONNECT POLICIES AND PROCEDURES
DEFINITIONS SECTION

The following capitalized terms used in the MHNConnect Policies and Procedures have these meanings:

Account Manager(s) collectively designated the "MHNConnect Support Team," means an individual, or group of MHN employees, designated by MHN who (i) manages set-up of and onsite training for Portal Participants, their Authorized Account Managers and Authorized Users, (ii) organizes and participates in clinical implementation planning and meetings, and (iii) provides Level 2 Support (pursuant to Article II, Section 8.2 of the MHNConnect Procedures) to Authorized Site Managers and Authorized Users.

Ancillary Provider means any provider of therapeutic, diagnostic or custodial services, including but not limited to: clinical laboratories, diagnostic laboratories, pharmacies, renal dialysis facilities, skilled nursing facilities, long-term care facilities, home health agencies, and physical, speech and occupational therapists.

Authorized Device means a device that has been approved by the authorizing Portal Participant for use by the Portal Participant’s Authorized Users to access and use the MHNConnect Portal.

Authorized Site Manager means the Authorized User, designated by a Portal Participant’s leadership, who has the following responsibilities for a designated Site: (i) managing the clinical staff implementation team and activities; (ii) participating in clinical implementation planning and meetings; and (iii) identifying, assigning, training and providing Level 1 Support (as described in Article II, Section 8.1 of the MHNConnect Procedures) to the Authorized Users at the Site.

Authorized User means an individual identified, authenticated and authorized by a Portal Participant to access and use the MHNConnect Portal for a Permitted Purpose in accordance with the User Access Level assigned to that Authorized User. “Authorized User” may include a Portal Participant’s employee, workforce member, or a credentialed member of Portal Participant’s medical staff.

Business Associate has the meaning ascribed to that term by 45 C.F.R. § 160.103.

Care Management Entity offers a centralized vehicle for coordinating the full array of needs for children, adolescents and adults with complex health or behavioral health issues.

Covered Entity has the meaning ascribed to that term by 45 C.F.R. § 160.103.

Data means information, including Protected Health Information furnished by a Data Supplier to MHNConnect for a Permitted Purpose.

Data Recipient means a Portal Participant and the Authorized Users of a Portal Participant that may access Data through the MHNConnect Portal for a Permitted Purpose.

Data Supplier is a Portal Participant, the Authorized Users of a Portal Participant, or a vendor acting on behalf of a Portal Participant that furnishes Data for the MHNConnect Portal for a Permitted Purpose.

Federally Qualified Health Center or FQHC means a health center that meets the requirements of 89 IL Admin Code 140.461(d).

Health Care Provider has the meaning ascribed to that term by 45 C.F.R. § 160.103.

Health Plan has the meaning ascribed to that term by 45 C.F.R. § 160.103.

HIPAA-HITECH means the Health Insurance Portability and Accountability Act of 1996, as amended, including the federal privacy regulations and security regulations promulgated pursuant to the Act and codified at 45 C.F.R. parts 160 and 164 and the Health Information Technology for Economic and Clinical Health Act provisions of Title XIII of the American Recovery and Reinvestment Act of 2009, Pub. Law No. 111-5 and its implementing regulations at 45 C.F.R. parts 160 and 164, as amended at 78 Fed. Reg. 5566

(Jan. 25, 2013).

Hospital Connect User means an Authorized User with rights to access Data relating to individuals receiving treatment services at a Portal Participant hospital.

Medical Home refers to a Portal Participant that is also the Primary Care Health Care Provider designated by the Health Plan or selected by the individual to direct the delivery of effective, coordinated health care services for an individual. Some Medical Homes are FQHCs.

Multi-Factor Authentication (MFA) is a security system that requires more than one method of authentication from independent categories of credentials to verify the user’s identity for a login or other transaction.

Clinic Connect User means a primary care Authorized User with rights to access Data relating only to individuals assigned to a specific Medical Home.

Permitted Purpose is a purpose consistent with 45 C.F.R. § 164.506 and means (i) treatment (as defined by 45 C.F.R. § 164.501) of an individual, or (ii) the health care operations of care coordination, case management or population-based activities to improve health or reduce health care costs (as specified in 45 C.F.R. § 164.501 (health care operations ¶ 1)) with respect to individuals.

Portal Participant refers to a Health Plan, Health Care Provider (or a third party vendor acting on behalf of a Health Plan or Health Care Provider) that has entered into a contractual agreement with MHN (a "Portal Participation Agreement") regarding the terms and conditions for using the MHNConnect Portal.

Primary Care Health Care Provider or PCP means a Health Care Provider, who within the provider's scope of practice and in accordance with State certification requirements or State licensure requirements, is responsible for providing all preventive and primary care services to assigned patients. PCPs include FQHCs.

Protected Health Information or PHI has the meaning ascribed to that term by 45 C.F.R. § 160.103 and is PHI that MHN receives, stores and transmits for or on behalf of one or more Covered Entities. “Protected Health Information” or "PHI" shall also include PHI maintained in electronic media, or "ePHI".

Referral means a process used by Health Care Providers to arrange or communicate information regarding health care services provided or to be provided to an individual.

Site means a health care facility, hospital, clinic or office operated by a Portal Participant Health Care Provider to deliver health care services to individuals.

User Access Level refers to the permissions granted to an Authorized User to access and use various features and functionalities of the MHNConnect Portal. User Access Levels are determined by a variety of factors, including (a) the type of health care services delivered by the Portal Participant, and (b) the access authorized by the Portal Participant’s CEO or Authorized Site Manager in accordance with these MHNConnect P&Ps, and HIPAA-HITECH. User Access Levels are verified and implemented by an Account Manager.

Appendix 1
Defining the Designated Record

Set and the Legal Health Record What is the difference between the designated record set and the legal health record?

Legal Health Record: In the simplest terms, the legal health record contains information about an individual used by providers to make decisions about treatment, to document treatment and services provided to that individual, and as support for reimbursement requests related to the treatment and services.

Designated Record Set: The designated record set is defined by HIPAA. The designated record set includes the legal health record plus:

  • enrollment, payment, claims adjudication, and case or medical management record systems maintained by or for a health plan, and
  • any record used by a covered entity to make decisions regarding an individual.

Records include any item, collection, or grouping of information that includes PHI.

The legal health record is the provider’s official business record related to its treatment of a patient. It is the record that a provider would produce in response to a subpoena.

A designated record set is used primarily by covered entities or their business associates to respond to an individual’s request for access to or amendment of their PHI under HIPAA.

Parts of a legal health record or a designated record set may be found in multiple locations. It would not be unusual for these records to be located on more than one of a provider or health plan’s systems or in both paper and electronic form. In addition, a business associate (like Medical Home Network) may  hold certain parts of a designated record set or legal health record.

Organizations must determine all locations in which they keep parts of a legal health record and define the legal health record in a policy. Both providers and their business associates must determine what information each has that would be part of a designated record set or legal health record.

How do I know what information belongs in a designated record set or a legal health record?

The legal health record is a subset of the designated record set. Legal health records generally only include information a provider used in making health care decisions (treatment, services).

The designated record set includes all items that are part of the legal health record plus any information related to or used for claims payment and adjudication, or enrollment and coverage decisions regarding individuals.

Clinical records (history and physical, orders, lab reports (including from external or contract labs), assessments, consents and authorizations, and other kinds of clinical records as well as source clinical data (x-rays, images, fetal strips) are part of the legal health record. The legal health record may also include eligibility determinations and claims related information if that information is used to make decisions about, or to provide treatment or services. In addition, clinical support decision tools (like ADT alerts) may be part of the legal health record if they are relied by a provider to make medical treatment or service decisions.

External medical records of another provider’s treatment of an individual, or an individual’s personal health record (PHR) are not part of the legal health record unless the provider uses the information in the external record or PHR to make treatment or service decisions. However, external medical records are part of the designated record set.

Audit information, committee minutes, peer review data, research data, birth and death registers quality assurance, statistical data, eta data, and other similar information are not part of either the legal health record or the designated record set. Business associate records that are duplicates of covered entity records are not part of the designated record set.

APPENDIX 2
Portal Participant Technical Requirements

Technical Requirements for PCs, Tablets and Mobile Devices:

Minimum Recommended PC Configurations

 

Desktop

Laptop

Clock rate

1.0 GHz or faster

2.0 GHz or faster

RAM

at least 2 GB

at least 4 GB

Hard disk

at least 100 GB

at least 120 GB

Graphics Card

On board or Discrete

On board or Discrete

OS

Windows 7 (or better)

Windows 7 (or better)

Ethernet Cards

10/100/1000 Mbps Ethernet

10/100/1000 Mbps Ethernet

Wireless Cards

Optional

 802.11g/b/n Wireless, WPA2/802.11x Compatible

Minimum Recommended Macintosh Configurations

 

Desktop

Laptop

Model

iMac, Mac Pro, or Mac mini

MacBook, MacBook Pro, or MacBook Air

Processor

Intel Core 2 or better

Intel Core i5 or better

RAM

at least 2 GB

at least 4 GB

Hard disk

at least 100 GB

at least 120 GB

Op Sys

Mac OSX 10.8 (High Sierra) or higher

Mac OSX 10.13 (High Sierra) or higher

Ethernet

10/100/1000 Mbps Ethernet

10/100/1000 Mbps Ethernet

Wireless

Airport card, or any 802.11b/g/n compatible wireless card, WPA2/802.11x compatible (Optional)

Airport card, or any 802.11b/g/n compatible wireless card, WPA2/802.11x compatible

Supported Desktop browser version by type:

  • Microsoft Edge (latest version)
  • Mozilla Firefox (latest version)
  • Google Chrome current (latest version):
  • If you are using a browser that is not listed above, please note that upgraded MHNConnect 2.0 system pages may not be displayed as designed and may not provide you with the best experience of using the site.
  • If you are using Internet Explorer, we recommend transitioning to one of the browsers listed above.